HomeMy WebLinkAbout2012-05-16 PACKET 04.C.REQUEST OF CITY COUNCIL ACTION COUNCIL AGENDA
MEETING ITEM #
DATE 05/16/2012 a
PREPARED BY Administration Joe Fischbach
ORIGINATING DEPARTMENT STAFF AUTHOR
COUNCIL ACTION REQUEST
1. Consider adopting an ordinance amending the City Code in reference to Criminal Histories
and Background Investigations. 2. Consider adopting a Resolution authorizing publication of
the ordinance by title and summary.
STAFF RECOMMENDATION
Adopt the ordinance and resolution.
BUDGET IMPLICATION $ $
BUDGETED AMOUNT ACTUAL AMOUNT FUNDING SOURCE
ADVISORY COMMISSION ACTION
❑ PLANNING
❑ PUBLIC SAFETY
❑ PUBLIC WORKS
❑ PARKS AND RECREATION
❑ HUMAN SERVICES /RIGHTS
❑ ECONOMIC DEV. AUTHORITY
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SUPPORTING DOCUMENTS:
DATE REVIEWED
APPROVED
DENIED
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® MEMO /LETTER: Memo from Joe Fischbach dated May 11, 2012
® RESOLUTION:
® ORDINANCE:
❑ ENGINEERING RECOMMENDATION:
❑ LEGAL RECOMMENDATION:
❑ OTHER:
ADMINISTRATORS COMMENTS
Administrator Date
COUNCIL ACTION TAKEN: ❑ APPROVED ❑ DENIED ❑ OTHER
From: Joe Fischbach, Human Resources Coordinator-
Date: May 11, 2012
Subject: Background Checks Ordinance
Background
The City of Cottage Grove has had language in the City Code for several years that allows the
Police department to conduct criminal history checks on employment finalists and other
individuals that work with the City such as volunteers. The Minnesota Bureau of Criminal
Apprehension (BCA) audits each Police department that has access to their Criminal Justice
Information Network (CJIN). These audits occur every three years. The City of Cottage Grove
had its last audit this past fall. The BCA indicated in their audit findings that our authorization in
our City Code needed to be updated to meet their guidelines. Since staff was looking at
updating this, we have also made updates as it relates to criminal history checks for City
license applicants. Staff worked on these changes with the League of Minnesota Cities, and
our attorney, Corrine Heine, from Kennedy & Graven. It is in the City's best interest to approve
these changes to meet the BCA guidelines. If we do not do so, the City would not be
authorized to conduct these checks through the Police department. Instead, staff would have
to physically go to the BCA and mail the authorizations to the BCA. The BCA charges to do
these checks and it would add several days to the process.
Staff Recommendation
Adopt the ordinance and resolution as presented.
AN ORDINANCE RELATING TO CRIMINAL HISTORY AND
BACKGROUND INVESTIGATIONS; AMENDING SECTION
1 -7-4 AND TITLE 1, CHAPTER 11 OF THE COTTAGE
GROVE CITY CODE
THE CITY OF COTTAGE GROVE DOES ORDAIN:
Section 1. Section 1 -7 -4 of the Cottage Grove City Code is amended to read as
follows:
4 01
NOW
402150v4 CAH CT155 -24
10A
.. ..
...
...
4 01
NOW
402150v4 CAH CT155 -24
Q Driver's License Investigations And Records:
a- -The director of public safety and city administrator and /or his /her
designee are authorized to conduct driver's license investigations of
city employees and employment finalists for purposes of verifying
compliance with job position and insurance requirements and
conducting disciplinary investigations relevant to such
requirements. (Ord. 836, 1 -16 -2008)
VC
MM
-.
the applicant Must aUthOFiZ8 the pake depaFtment, On writing, te.
undeFtake the investigatien and to release the information to the Git
GGunG city administrator, and ether Gity staff as appropriate. The E)ity will
..
B. EmDlovment Finalist Backaround Investiaations: The Cottaae Grove public
safety department is hereby required as the exclusive entity within the
City, to conduct a criminal history background investigation on finalists for
the following employment positions within the City, unless the City Council
or city administrator concludes that a background investigation is not
needed: all regular part -time and full -time employees of the City of
Cottage Grove; paid -on call firefighters; all other positions that work with
402150v4 CAH CT155 -24 2
children or vulnerable adults. The background investigation will be
performed in accordance with Section 1 -11 -3 of this code.
Sec. 2. Title 1, Chapter 11 of the Cottage Grove City Code is amended by
adding a new section 3 as follows:
1 -11 -3 CRIMINAL HISTORY AND BACKGROUND INVESTIGATIONS.
A. Authorized Background Checks: The director of public safety may conduct
investigations and background checks as authorized by statute and this
code.
B. Persons Subject To Checks: The director of public safety shall conduct
investigations and background checks on individuals who are considered
for the following positions: children service workers who volunteer for the
City, in accordance with the Minnesota Child Protection Background
Check Act; finalists for employment as provided by Section 1 -7 -4 of this
Code.
C. Background Checks on Licensees. The public safety department is
required, as the exclusive entity within the city, to perform a criminal
history background investigation for the following licenses within the City,
issued pursuant to the chapters of this code as identified below:
License Type
Title and Chapter
Liquor Establishment
3 -3
Gambling Premises
3 -2
Solicitor, Peddlers and Vendors
3 -4
Tobacco
3 -6
Massage business and Massage
Therapist
3 -8
Secondhand Goods Dealers and
Pawnbrokers
3 -5
D. Applications. All persons applying for positions for which background
checks are required shall complete an application which shall contain the
following:
1. Name, place and date of birth and residence address.
2. Whether the individual has ever used or been known by a name
other than his or her present name, and, if so, what was such name
or names and information concerning dates and places where
used.
3. Whether the individual is married or single. If married, the name,
place and date of birth and residence of the individual's present
spouse shall be included.
402150v4 CAH CT155 -24
4. Whether the individual, individual's spouse or a parent, brother,
sister or child of either of them has been convicted of any felony,
crime or violation of this code or any other ordinance. If so, the
individual shall furnish information as to the time, place and offense
for which convictions were had.
5. Such other information as the city council shall require.
E. Background Investigation Procedure:
Before the investigation is undertaken, the individual must authorize
the public safety department by written consent to undertake the
investigation. The written consent must fully comply with the
provisions of applicable data privacy statutes regarding the
collection, maintenance and use of the information.
2. Investigation of Applications: In conducting the criminal history
background investigation, the public safety department is
authorized to access data maintained in the Minnesota bureau of
criminal apprehensions (BCA) computerized criminal history
information system in accordance with BCA policy. Any data that is
accessed and acquired shall be maintained at the public safety
department under the care and custody of the public safety director
or his or her designee. The public safety directory may release a
summary of the results of the computerized criminal history data
the hiring or appointing authority, including the city council, the city
administrator, or other city staff involved in the hiring process.
F. Disqualification Due to Background Investigation. Except for the positions
set forth in Minnesota Statutes Section 364.09, the city will not reject an
applicant for employment on the basis of the applicant's prior conviction
unless the crime is directly related to the position sought and the
conviction is for a felony, gross misdemeanor, or misdemeanor with a jail
sentence. If the City rejects the applicant's request on this basis, the City
shall notify the applicant in writing of the following:
1. The grounds and reasons for the denial.
2. The complaint and grievance procedure set forth in Minnesota
Statutes Section 364.06.
3. The earliest date the applicant may reapply for employment.
4. That all competent evidence of rehabilitation will be considered
upon reapplication.
Sec. 3. Section 3 -3 -7, subsection A of the Cottage Grove City Code is
amended to read as follows:
A. Investigations: All applications for licenses shall be referred to the director of
public safety, and to such other city departments as the city council shall
402150A CA14 CT155 -24
deem necessary, for verification and investigation of the facts set forth in the
application. The director of public safety shall cause to be made such
investigation of the information requested in subsection 3 -3 -5C3 of this
chapter as shall be necessary The background investigation with be
performed in accordance with Section 1 -11 -3 of this code. and The public
safety director shall make a written recommendation and report to the city
council, which shall include a list of all violations of federal or state law or
municipal ordinance, and other facts that weigh upon the public interest in
considering the application. The license board or city council may order and
conduct such additional investigations as it shall deem necessary.
Sec. 4. Section 3 -2 -7, subsection C, paragraph 1 of the Cottage Grove City
Code is amended to read as follows:
All permit applications must be referred to the director of public safety, and to
other City departments as the city council deems necessary for verification
and investigation of the facts set forth in the application. The investigation
includes, but not is not limited to, a criminal history records check. The
and Minneseta Statutes Ghapter 34Q The background investigation with be
performed in accordance with Section 1 -11 -3 of this code. The department of
public safety must make a written report and recommendation to the city
council which must include a list of all violations of federal and state law or
municipal ordinance and other facts that weigh upon the public interest in
considering the application. The city council may order additional
investigation as necessary. The findings and recommendations must contain
a statement that the premises comply with all provisions of this section and
the City's zoning ordinance.
Sec. 5. Section 3 -4 -2, subsection E of the Cottage Grove City Code is
amended to read as follows:
E. Procedure: Upon receipt of the application and payment of the license fee,
the city clerk shall determine if the application is complete. If the city clerk
determines that the application is incomplete, the city clerk shall inform the
applicant of items that are missing. An application shall be determined to be
complete only if all required information is provided. The city clerk shall
review the application The public safety department shall and conduct any
an investigation, including background checks, necessary to verify the
information provided with the application and shall report the results of the
investigation to the city clerk The background investigation with be performed
in accordance with Section 1 -11 -3 of this code. Within ten (10) regular
business days of receiving the application, the city clerk shall determine
whether or not to issue the license. If the application is approved, the city
clerk shall issue the license to the applicant. If the application is rejected, the
applicant shall be notified in writing of the decision, the reason for the denial,
and his or her right to appeal the denial by requesting, within fourteen (14)
days of receiving the city's notice of rejection, a public hearing before the city
402150v4 CAH CT155 -24
council at its next regularly scheduled meeting in which the public hearing can
legally be held. The final decision of the city council following the public
hearing shall be appealable by petitioning the Minnesota court of appeals.
Sec. 6. Section 3 -6 -5, subsection A of the Cottage Grove City Code is
amended to read as follows:
A. The Council may either approve or deny the license, or it may delay action for
such reasonable period of time as necessary to complete any additional
investigation of the application or the applicant(s) it deems necessary. The
public safety department conduct a background investigation in accordance
with Section 1 -11 -3 of this code.
Sec. 7. Section 3 -8 -2, subsection B, paragraph 2 of the Cottage Grove City
Code is amended to read as follows:
2. Review Of Application; Approval Or Denial: Such application will then be
reviewed by the public safety department, department of community
development and such other departments as shall be deemed necessary.
Such departments will thereafter submit their reports and recommendations
to the director of public safety, who will conduct a background investigation in
accordance with Section 1 -11 -3 of this code. After the investigation, the
public safety director will submit all of the reports and recommendations of
the other departments, together with his or her report and recommendation,
to the city council. The city council shall either grant or deny the license after
receipt of the reports and recommendation of the director of public safety.
Sec. 8. Section 3 -8 -3, subsection B, paragraph 1 of the Cottage Grove
City Code is amended to read as follows:
1. Application For License; Fees: A massage therapist shall apply to
the city council for a license to provide services by paying an annual
license fee in such amount as provided by ordinance of the city council
from time to time at the city hall and by completing an application form
prepared by the city. In addition, the applicant shall pay an initial
investigation fee and an annual investigation fee for a renewal license
application in such amounts as provided by resolution of the city council
from time to time. The public safety department shall perform a
background investigation of the license applicant in accordance with
Section 1 -11 -3 of this code. Such application shall include:
a. The name, age and address of the applicant;
b. The length of experience in this occupation and the past places of
employment and positions held;
402150v4 CAH CT7 55 -24 6
C. A description of any crime or other offense, including the time, place,
date and disposition, for which the applicant has been arrested and
convicted;
d. Photographs of the applicant taken by the police division, showing both the
front and side view; and
e. A complete set of fingerprints taken by the police division.
Sec. 9. Section 3 -5 -3, subsection F of the Cottage Grove City Code is
amended to read as follows:
F. Background Investigation: All applicants requesting a license pursuant to this
chapter shall be required to submit to a background investigation, including,
but not limited to, a criminal history check. . The background investigation
with be performed in accordance with Section 1 -11 -3 of this code.
Sec. 10. This ordinance is effective the day following publication.
Adopted this 16 day of May, 2012.
ATTEST:
Caron M. Stransky, City Clerk
Myron Bailey, Mayor
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RESOLUTION NO.2012 -XXX
RESOLUTION AUTHORIZING SUMMARY PUBLICATION
OF ORDINANCE NO. XX
WHEREAS, the City of Cottage Grove has adopted the above referenced amendment to
the Cottage Grove City Code at the May 16, 2012 City Council meeting; and
WHEREAS, the verbatim text of the ordinance is cumbersome, and the expense of the
publication of the complete text of the ordinance is not justified; and
WHEREAS, the Council has determined that the following summary will clearly inform the
public of the intent and effect of Ordinance No. XX.
NOW, THEREFORE, BE IT RESOLVED, by the City Council of the City of Cottage Grove,
Minnesota, that the City Clerk shall cause the following summary of Ordinance No. XX, to be
published in the official newspaper in lieu of the entire ordinance:
SUMMARY PUBLICATION
ORDINANCE NO. XX
AN ORDINANCE FOR THE CITY OF COTTAGE GROVE, MINNESOTA,
AMENDING SECTION 1 -7 -4 AND TITLE 1, CHAPTER 11 OF THE COTTAGE GROVE
CITY CODE RELATING TO CRIMINAL HISTORY AND BACKGROUND INVESTIGATIONS
The City Council has adopted Ordinance No. XX. This summary of the ordinance is
published pursuant to Minn. Stat. § 412.191, subd. 3.
The ordinance amends the City Code to meet Minnesota Bureau of Criminal
Apprehension (BCA) guidelines for conducting background investigations on
employment finalists and applicants for certain types of business licenses.
Copies of the full text of the ordinance are available for public inspection in the
City Clerk's office during normal business hours or upon request by calling 651-
458 -2800.
/s/
Caron M. Stransky, City Clerk
BE IT FURTHER RESOLVED, that the City Clerk is directed to keep a copy of the
ordinance in her office at city hall for public inspection.
Adopted by the City Council of the City of Cottage Grove, Minnesota this 16"' day of May
2012.
Myron Bailey, Mayor
ATTEST:
Caron M. Stransky, City Clerk